AS no. 5

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Recently, the PCAOB issued AS No. 5, which supersedes AS No. 2. This regulation will provide guidance to companies establishing internal control audits that are integrated with audits of financial statements. Companies should be very familiar with this process in order to stay in compliance.

The Knowledge Congress is assembling a panel of distinguished professionals and key regulators to help the public understand the impact of the new guidelines on the companies that are most affected by them. The speakers will present their expert opinions in a two-hour LIVE Webinar.

Course Level: Intermediate
Prerequisite: None
Method Of Presentation: Group-Based-Internet
Developer: The Knowledge Conference
Recommended CLE/CPE Hours: 1.75 - 2.0
(Please note, your State Bar or Accounting Board will make the final determination with respect to continuing education credit. If you are applying for CLE credit in Texas you must register 20 days before the event date.)
Advance Preparation: Print and review course materials
Course Code: 083781
Course Fee: $199 - $299 (Please click here for details)
NASBA Sponsor Number: 109004

 

Featured Speakers for AS No. 5 live webinar:                                                                                               


  Event Talking Points (click here to view more)
SEGMENT 1:

Felicia C. Battista, Senior Managing Director - Forensic and Litigation Consulting,
FTI Consulting, Inc.

I. Introduction
   a) Background
   b) Effective Date

SEGMENT 2:

Kevin Stout, Assistant Chief Accountant,
U.S. Securities and Exchange Commission (SEC)

- SEC’s Guidance for Management – Brief Overview
   - Commission Interpretive Guidance
   - “Guide for Small Business” Brochure
- 404(a) Compliance Dates – Non-accelerated filers
   - Financial Statement Auditor’s Role when company fails to comply
- Year 4 Reporting Results to date – 404(a) Disclosures

SEGMENT 3:

Dima Andriyenko, Office of the Chief Auditor,
Public Company Accounting Oversight Board (PCAOB)

- SOX 404 (b) compliance dates for the accelerated and non-accelerated filers
- Overview of Auditing Standards No. 5
- Overview of the guidance for auditors of smaller public companies

SEGMENT 4:

Felicia C. Battista, Senior Managing Director - Forensic and Litigation Consulting,
FTI Consulting, Inc.

II. Achievements of AS 5
III. The applicability of AS 5 vs. SAS 112
IV. Definitions of AS 5 vs. SAS 112


U.S. Securities and Exchange Commission (SEC)
Kevin Stout
Assistant Chief Accountant
speaker bio »»

Public Company Accounting Oversight Board (PCAOB)
Dmytro Andriyenko
Associate Chief Auditor
speaker bio »»

FTI Consulting, Inc.
Felicia C. Battista
Senior Managing Director - Forensic and Litigation Consulting
speaker bio »»

Who Should Attend?

- Financial Auditors
- CPA's
- CFO's
- Bankers
- Comptrollers
- Tax Attorneys
- Legal Auditors
- Audit Partners
- Audit Consultants
- IT Auditors
- Corporate Senior Management

Why Attend?

This is a must attend event for anyone interested in hearing the latest updates on AS5.
- New guidance explained by the most qualified key leaders & experts
- Hear directly from key regulators & thought leaders
- Interact directly with panel during Q&A

Registration Information:                                                                                                                                    



AS No. 5
Speaker Organization and Firm:


U.S. Securities and Exchange Commission (SEC)

Public Company Accounting Oversight Board (PCAOB)



 

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Enrolled Agents Sponsor ID Number: 760

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