Red Flag

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The Federal Trade Commission’s recent mandate requires organizations to develop a sound identity theft-prevention programs. Assessing key risk factors, adopting test policies and procedures and training employees to ensure that precautions are implemented besets financial institutions with challenges for completing their Red Flag Rule program. This timely event will greatly benefit organizations faced with the implementation of The Red Flag Rule, which takes effect on May 1, 2009. This is a must-attend for all financial institutions and creditors as it will help them understand post-implementation issues and enable them to fast-track their programs.

The Knowledge Congress is assembling a panel of distinguished professionals and key regulators to enlighten financial institutions with their concerns arising from the implementation of the rule. The speakers will present their expert opinions in a two-hour LIVE webcast.

Course Level: Intermediate
Prerequisite: None
Method Of Presentation: Group-Based-Internet
Developer: The Knowledge Conference
Recommended CLE/CPE Hours: 1.75 - 2.0
(Please note, your State Bar or Accounting Board will make the final determination with respect to continuing education credit. If you are applying for CLE credit in Texas you must register 20 days before the event date.)
Advance Preparation: Print and review course materials
Course Code: 083818
Recording Fee: $299 (Please click here for details)
NASBA Sponsor Number: 109004

 

Featured Red Flag Rule: Post Implementation Issues live webcast:


  Event Talking Points (click here to view more)
SEGMENT 1:


Naomi Lefkovitz, Attorney, Division of Privacy and Identity Protection, Bureau of Consumer Protection,
Federal Trade Commission

- Distinguishing data security from red flags
- Regulatory expectations for creditors
- Answers to common questions and concerns

SEGMENT 2:


William H. Henley, Jr., Director, IT Examinations,
Office of Thrift Supervision

- Regulatory expectations
- Regulation key points/highlights
- OTS Examination approach
- Examination procedures

SEGMENT 3:


Dorian Cougias, Fellow,
NEMEA - Solutions for Compliance, Remediation, Risk & Governance

** Speaker Talking Points to be added soon.. **

SEGMENT 4:


Brian Lapidus, Chief Operating Officer,
Kroll’s Fraud Solutions

- A Step in the Right Direction (we can never stop id theft, but this is a daunting roadblock
  for criminals)
- Compliance and Consistency (concern over different interpretations/applications of Rules,
  temptation to short-cut for savings – primary concern is best interest of consumer)
- Alerts, Freezes and Former Victims (tools the government has given victims are now Red
  Flags; people who have had any past experience with or exposure to ID Theft may be
  unduly delayed or denied service)
- Opportunity of a Champion (creditors have no choice; just as with HIPAA, they must comply.
  Seize opportunity to tie customers more closely to organization by taking extra steps
  to help them)

SEGMENT 5:


Catherine D. Meyer, Counsel,
Pillsbury Winthrop Shaw Pittman LLP

- Compliance challenges for creditors
- Learning from the compliance experience of financial institutions
- Vendor pushback and how to address it



Federal Trade Commission
Naomi Lefkovitz
Attorney, Division of Privacy and Identity Protection,
Bureau of Consumer Protection
                       speaker bio »»

Office of Thrift Supervision
William H. Henley, Jr.
Director, IT Examinations
speaker bio »»

NEMEA - Solutions for Compliance, Remediation, Risk & Governance
Dorian Cougias
Fellow
speaker bio »»

Kroll’s Fraud Solutions
Brian Lapidus
Chief Operating Officer
speaker bio »»

Pillsbury Winthrop Shaw Pittman LLP
Catherine D. Meyer
Counsel
speaker bio »»

Who Should Attend?

- Chief Compliance Officers
- Chief Security Officers
- Chief Information Security Officers
- Audit Managers
- Risk Managers
- Chief Operations Officers
- Chief Privacy Officers
- Bank, Thrift and Credit Union Auditors
- Privacy & Data Protection Personnel

Why Attend?

This is a must attend event for anyone to grasp the up-to the-minute updates on the Red Flag Rule.
- New guidance explained by the most qualified key leaders & experts
- Hear directly from key regulators & thought leaders
- Interact directly with panel during Q&A

Registration Information:                                                                                                                                    


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


Red Flag Rule: Post Implementation Issues
Speaker Firms:


Federal Trade Commission


Office of Thrift Supervision







Event Sponsor:




NEMEA provides innovative and comprehensive Software as a Service (SaaS) tools that enable management to quickly take their compliance pulse, identify vulnerabilities, organize their remediation efforts, document internal controls and retrieve relevant and important compliance documents across the enterprise.

NEMEA knows that to make informed decisions, management’s data must be current, accurate, and available 24/7. Because interdepartmental and outside collaboration are vital to building a proactive and successful compliance team, NEMEA developed a patent-pending feature called Self-Enrollment. This allows surveys and compliance communications to be distributed companywide and to third-party vendors. More than 35 industry standards are included in the subscription price and there are no charges for updates or revisions.

If a company constantly faces audit demands and regulatory pressure it needs automated software that covers current industry regulations and mandates, determines the compliance posture, tracks the remediation process and fits its business needs – without impacting valuable IT resources. For more information, visit www.nemea.us





Kroll Inc., is the world’s leading risk consulting company with over 30 years experience in security and risk mitigation. Since 1999, Kroll has worked with organizations to implement the best possible defense and the most resolute response to a data breach.

Kroll’s team of highly trained and experienced licensed investigators have counseled and provided identity theft resolutions for tens of thousands of individuals. This experience has enabled Kroll to enhance their support for the organization as well as restoration for individuals affected by a data breach.

Over 30 million consumers and a host of leading organizations trust Kroll for their identity theft and fraud solutions - recognizing that Kroll’s resources and experience set it apart from every other company in the world.



 

Media Partner:


SecurityStockWatch.com is the #1 portal to security solutions, stocks, and news. It also covers homeland security news, environment solutions, and alternative energy solutions.

It tracks and reports on the business developments at companies in these target industries whether they are private or public. It's goal is to bring the audience more information about these companies than is available anywhere else.

It is privately owned and independent.





 

The Knowledge Conference is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Website: www.nasba.org

 

We are an approved multi-event sponsor in the state of California. Our provider ID is: 14451. In Texas, Illinois, and Virginia, we submit programs for individual approval in advance. In New York, our programs are submitted immediately after the event live date and attendees are sent the approval codes once we receive them from the New York State Bar. In all other states, once attendance is verified, participants are emailed an official certificate of attendance which they submit to their respective State Bar Associations. Our programs are created with continuing education in mind and are therefore designed to meet the requirements of all State Bar Associations. If you have any questions, please email our CLE coordinator at: info@knowledgecongress.org

 
Enrolled Agents Sponsor ID Number: 760

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