Recently, the SEC and CFTC jointly proposed new red flag rule under Section 1088 of the Dodd-Frank Act. The proposal is aimed at protecting investors from identity theft by requiring SEC-regulated entities to implement a written identity theft program centered on identifying red flag rules and providing appropriate responses to red flags.
The Knowledge Group is assembling a panel of experts who will help you understand how to navigate the proposed rule (if approved) with an emphasis on best practices moving forward. A LIVE interaction with the audience in a question and answer format is also included in this event.
Course Level: Intermediate
Method Of Presentation: Group-Based-Internet
Developer: The Knowledge Group, LLC
Recommended CLE/CPE Hours: 1.75 - 2.0
Advance Preparation: Print and review course materials
Course Code: 124307
Recording Fee: $299 (Please click here for details)
Agenda (click here to view more)
SEGMENT 1 (items 1-4 below) : Nancy L. Perkins, Counsel,Arnold & Porter LLP
SEGMENT 2 (items 5-6 below) : Erin E. Morrow, Principal, Advisory Services,Grant Thornton LLP
Arnold & Porter LLP
Nancy L. Perkins
speaker bio »»
Grant Thornton LLP
Erin E. Morrow
Principal, Advisory Services
speaker bio »»
Who Should Attend?
- IT Auditors and Managers
- Information Security Managers and Practitioners
- Data Security Professionals
- Compliance Officers
- Chief Information Officers
- Chief Security or Privacy Officers
- Risk Managers
This is a must attend event for security and compliance officers who are interested in learning ways to navigate through the new red flag rule under the Dodd-Frank Act.
- Detailed guidance explained by the most qualified key leaders & experts
- Hear directly from key regulators & thought leaders
- Interact directly with panel during Q&A
Enroll in this course now by clicking the Register button below. Early birds can enjoy deep discount in the registration fee.
Please note, the event date is firm although it may be subject to change. Please click here for details.
The Knowledge Group, LLC is producing this event for information purposes only. We do not intend to provide or offer business advice. The contents of this event are based upon the opinions of our speakers. The Knowledge Congress does not warrant their accuracy and completeness. The statements made by them are based on their independent opinions and does not necessarily reflect that of The Knowledge Congress' views. In no event shall The Knowledge Congress be liable to any person or business entity for any special, direct, indirect, punitive, incidental or consequential damages as a result of any information gathered from this webcast.
The Dodd-Frank Act and the Red Flag Rule Explored
Event Sponsors / Speaker Firms:
Arnold & Porter LLP (A&P) is an Am Law 100 international law firm providing counsel at the intersection of business, law and regulation. With more than 800 attorneys practicing in more than 30 distinct areas of the law, A&P provides strategic, client-focused and innovative legal services. A&P serves a broad range of clients whose business needs include regulatory, litigation, and transactional services. The firm’s integrated teams of corporate and securities, antitrust, data privacy and security, white collar, national security, litigation, and other practice areas assist clients in navigating the complexities of their businesses both domestically and internationally. A&P’s service offerings include proactive compliance counseling, including in areas of industry-specific regulation, anticipating litigation, mitigating potential liability for criminal and civil actions by federal and state and authorities, and litigating at the trial, appellate, and Supreme Court levels.
The people in the independent firms of Grant Thornton International Ltd provide personalized attention and the highest quality service to public and private clients in more than 100 countries. Grant Thornton LLP is the U.S. member firm of Grant Thornton International Ltd, one of the six global audit, tax and advisory organizations. Grant Thornton International Ltd and its member firms are not a worldwide partnership, as each member firm is a separate and distinct legal entity. Visit us online at www.GrantThornton.com for more information.
The Knowledge Group, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Website: www.nasba.org
We are an approved multi-event sponsor in the state of California. Our provider ID is: 14451. In Texas, Illinois, and Virginia, we submit programs for individual approval in advance. In all other states, once attendance is verified, participants are emailed an official certificate of attendance which they submit to their respective State Bar Associations. Our programs are created with continuing education in mind and are therefore designed to meet the requirements of State Bar Associations. The State Bars will have the final determination on whether to provide credit or not. If you have any questions, please email our CLE coordinator at: email@example.com
Attention New York Attorneys:
This program is approved for CLE credit under New York’s Approved Jurisdiction policy. The Knowledge Group, LLC is an approved sponsor in the state of California, a New York Approved Jurisdiction. This program fulfills the non-traditional format requirement of exceeding 60 minutes in length. Please note only experienced attorneys (more than 2 years) are eligible to receive CLE credit via non-traditional format learning platforms. The Knowledge Group will verify attendance during the webcast via secret words (3 per credit hour) and by auditing attendees log in and log out records. All verification instructions will be provided during the webcast. Once attendance verification requirements have been completed, the attendee will be issued a certificate of attendance be The Knowledge Group for the course with the recommended number of credit hours. The Certificate of Attendance is normally sent via email in 24 hours or less.
To Claim Your CLE Credits:
The attorney should simply include credits earned via Knowledge Group webcasts when computing the total number of CLE credits completed, and keep the Knowledge Group Certificate of Attendance for a period of at least four (4) years in case of audit. An attorney may count towards her/his New York CLE requirement credit earned through the Approved Jurisdiction policy without notifying the CLE Board.
To learn more about New York’s Approved Jurisdiction policy. Please visit: http://www.nycourts.gov/attorneys/cle/approvedjurisdictions.shtml
Enrolled Agents Sponsor ID Number: 7602U
We have entered into an agreement with the Office of Professional Responsibility, Internal Revenue Service, to meet the requirements of 31 Code of Federal Regulations, section 10.6(g), covering maintenance of attendance records, retention of program outlines, qualifications of instructors, and length of class hours. This agreement does not constitute an endorsement by the Office of Professional Responsibility as to the quality of the program or its contribution to the professional competence of the enrolled individual.