Tell a Friend

Transfer Tax

Event Details:                                                                                                                                                          

Given the current economic environment, virtually every business transaction could pose significant & systemic risks for financial institutions, credit unions and community banks. Adding to the challenge is stepped up enforcement by regulators. To help finance executives, The Knowledge Group is producing “Enterprise Risk Management: A Practical Guidance for Credit Unions and Community Banks in 2013 LIVE Webcast.” This two-hour LIVE webcast is aimed at offering step-by-step practical guide in developing and/or improving your ERM model by addressing the following key topics:

Course Level: Intermediate
Prerequisite: None
Method Of Presentation: Group-Based-Internet
Developer: The Knowledge Group, LLC
Recommended CLE/CPE Hours: 1.75 - 2.0
Advance Preparation: Print and review course materials
Course Code: 124404
Recording Fee: $299 (Please click here for details)

 

Featured Speakers for Enterprise Risk Management: A Practical Guidance for Credit Unions and Community Banks in 2013 LIVE Webcast :


Agenda  (click here to view more)


SEGMENT 1:
Leeto Tlou, Managing Director,
FTI Consulting

  • • ERM Culture
  • • ERM Governance
  • • ERM Reporting


SEGMENT 2:
Jason Plummer, Director,
PwC

  • • Operationalizing ERM-Evolving expectations of NCUA and OCC in 2013
  • •Risk and Control Self Assessments
  • •Developing KPI's and KRI's at various levels within the organization
  • •The role of Board and Supervisory Committees in Risk Appetite/Risk Tolerance


SEGMENT 3:
Mary Peter, Director, Enterprise Risk Management,
Eide Bailly LLP

  • • Building the foundation for an effective ERM process; key elements
  • • Matching the risk culture that exists in your institution
  • • ERM Frameworks: COSO, ISO 31000
  • • Risk Appetite


SEGMENT 4:
Tom Campanile, Partner ,
Ernst & Young

Rising Expectations for Risk Governance
  • 1. Scene setting - governance failures/challenges in recent years
  • 2. Supervisory agenda - Fed/OCC requirements for large banks, comments/speeches covering how they apply to community banks/credit unions
  • 3. Industry agenda - governance changes we are seeing in banks (supported by data points from G30, FSB and IIF reports on risk governance)
  • 4. What does this mean for Boards? - specific commentary on Boards, Audit Committees and the move towards Risk Committees
  • 5. What does this mean for Management? - specific commentary on Sr Management governance changes and the rise of Enterprise Risk Management Committees




FTI Consulting
Leeto Tlou
Managing Director
speaker bio »»

PwC
Jason Plummer
Director
speaker bio »»

Eide Bailly LLP
Mary Peter
Director, Enterprise Risk Management
speaker bio »»

Ernst & Young
Tom Campanile
Partner, Financial Services Office
speaker bio »»



Who Should Attend?

- Financial/Accounting Managers
- Risk Managers
- Treasury Managers
- Executive Officers
- Risk Analysts & Controllers
- Contingency Planning Officers
- Fund Managers
- Financial Analysts
- Banks Executives
- CFOs
- And Other Interested Professionals

Why Attend?

This is a must attend event for finance executive and risk officers of financial institutions, credit unions and community banks who are interested in learning practical guidance for enterprise risk management.

- New guidance explained by the most qualified key leaders & experts.
- Hear directly from experienced practitioners & thought leaders.
- Interact directly with panel during Q&A.

Click the "Register" button below to enroll in this course today. Hurry as space is limited and significant discounts apply to early registrants.

Registration Information:                                                                                                                                    


(Click here for information on group registrations and discounts)

Disclaimer:
Please note, the event date is firm although it may be subject to change. Please click here for details.
The Knowledge Group, LLC is producing this event for information purposes only. We do not intend to provide or offer business advice. The contents of this event are based upon the opinions of our speakers. The Knowledge Congress does not warrant their accuracy and completeness. The statements made by them are based on their independent opinions and does not necessarily reflect that of The Knowledge Congress' views. In no event shall The Knowledge Congress be liable to any person or business entity for any special, direct, indirect, punitive, incidental or consequential damages as a result of any information gathered from this webcast.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


Enterprise Risk Management: A Practical Guidance for Credit Unions and Community Banks in 2013
LIVE Webcast
Speaker Firms:




FTI Consulting, Inc. is a global business advisory firm dedicated to helping organizations protect and enhance enterprise value in an increasingly complex legal, regulatory and economic environment. With more than 3,700 professionals located in all major business centers throughout the world, we work closely with clients every day to anticipate, analyze, and overcome complex business challenges in areas such as regulatory issues, investigations, litigation, mergers and acquisitions, reputation management and restructuring.

FTI Consulting’s Financial Services Industry practice has a team of experienced professionals including former senior managers at bank regulatory agencies and financial institutions who have the know-how and experience to add value and address client concerns. Our financial professionals are CPAs, attorneys, economists, forensic specialists and other financial professionals with expertise in compliance, risk management, credit risk, information technology, asset valuation and strategic communications. Team members include former staff members of the SEC, FASB, Federal Reserve Board, Office of the Comptroller of the Currency, FDIC, Department of Justice and various State Attorney General offices. We understand the changing financial services regulatory environment, and help clients mitigate risk, ensure compliance and effectively address and resolve regulatory inquiries.




About PwC’s Risk Assurance Practice: PwC understands that significant risk is rarely confined to discrete areas within an organization. Rather, most significant risks have a wide-ranging impact across the organization. As a result, PwC's Risk Assurance practice has developed a holistic approach to risk that evaluates your business, facilitates strategic decision making and promotes efficiency.This approach is complemented by the extensive risk and controls technical knowledge and sectors pecific experience of its Risk Assurance professionals. The end result is a risk solution tailored to meet the unique needs of clients.

About the PwC Network: PwC firms help organizations and individuals create the value they’re looking for. We’re a network of firms in 158 countries with more than 180,000 people who are committed to delivering quality in assurance, tax and advisory services. Tell us what matters to you and find out more by visiting us at www.pwc.com/us www.pwc.com/us/en/riskassurance-services




Eide Bailly LLP is a regional certified public accounting and business advisory firm with diverse talents, industry experience and service specialties. Clients are served from 21 offices in ten states. As stated in the August 2012 issue of Inside Public Accounting, our Firm is the 24th largest CPA firm in the nation. Clients benefit from our core services of audit & assurance and tax, as well as our expanded services, including accounting services, employee benefits, enterprise risk management, financial services, forensic & valuation, health care reform, technology consulting, transaction services and wealth management. The Financial Industry is one of our leading industry specialties, with a 99% retention of clients. Our team of more than 100 partners and staff includes former regulators, CFOs, board directors and CPAs.




The relationship between risk and performance improvement is an increasingly complex and central business challenge, with business performance directly connected to the recognition and effective management of risk. Whether your focus is on business transformation or sustaining achievement, having the right advisors on your side can make all the difference. Our 25,000 advisory professionals form one of the broadest global advisory networks of any professional organization, delivering seasoned multidisciplinary teams that work with our clients to deliver a powerful and superior client experience. We use proven, integrated methodologies to help you achieve your strategic priorities and make improvements that are sustainable for the longer term. We understand that to achieve your potential as an organization you require services that respond to your specific issues, so we bring our broad sector experience and deep subject matter knowledge to bear in a proactive and objective way. Above all, we are committed to measuring the gains and identifying where the strategy is delivering the value your business needs. It's how Ernst & Young makes a difference. For more information, go to www.ey.com.




 

The Knowledge Group, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Website: www.nasba.org


 

We are an approved multi-event sponsor in the state of California. Our provider ID is: 14451. In Texas, Illinois, and Virginia, we submit programs for individual approval in advance. In all other states, once attendance is verified, participants are emailed an official certificate of attendance which they submit to their respective State Bar Associations. Our programs are created with continuing education in mind and are therefore designed to meet the requirements of all State Bar Associations. If you have any questions, please email our CLE coordinator at: info@knowledgecongress.org

Attention New York Attorneys:

This program is approved for CLE credit under New York’s Approved Jurisdiction policy. The Knowledge Group, LLC is an approved sponsor in the state of California, a New York Approved Jurisdiction. This program fulfills the non-traditional format requirement of exceeding 60 minutes in length. Please note only experienced attorneys (more than 2 years) are eligible to receive CLE credit via non-traditional format learning platforms. The Knowledge Group will verify attendance during the webcast via secret words (3 per credit hour) and by auditing attendees log in and log out records. All verification instructions will be provided during the webcast. Once attendance verification requirements have been completed, the attendee will be issued a certificate of attendance be The Knowledge Group for the course with the recommended number of credit hours. The Certificate of Attendance is normally sent via email in 24 hours or less.

To Claim Your CLE Credits:

The attorney should simply include credits earned via Knowledge Group webcasts when computing the total number of CLE credits completed, and keep the Knowledge Group Certificate of Attendance for a period of at least four (4) years in case of audit. An attorney may count towards her/his New York CLE requirement credit earned through the Approved Jurisdiction policy without notifying the CLE Board.

To learn more about New York’s Approved Jurisdiction policy. Please visit: http://www.nycourts.gov/attorneys/cle/approvedjurisdictions.shtml

Attention Pennsylvania Attorneys:

Knowledge Congress is not yet an Accredited Distance Learning Provider in PA, neither the instructors nor any PA attendees will receive credit for the course.



 
Enrolled Agents Sponsor ID Number: 7602U

We have entered into an agreement with the Office of Professional Responsibility, Internal Revenue Service, to meet the requirements of 31 Code of Federal Regulations, section 10.6(g), covering maintenance of attendance records, retention of program outlines, qualifications of instructors, and length of class hours. This agreement does not constitute an endorsement by the Office of Professional Responsibility as to the quality of the program or its contribution to the professional competence of the enrolled individual.