The regulatory criminal enforcement climate has drastically changed for all companies, both large and small. Whereas fraud prosecutions were once limited to certain industries and only extreme violations, now every business is fair game. The stakes are higher, and the lines between "mistakes" and "crimes" are increasingly blurry. Since an effective compliance program is the best form of "enforcement insurance" available, the discussion will also highlight the core principles underlying such programs.
"...got fraud?" A Former Prosecutor's Guide to Help Executives Minimize Risks & Add Value LIVE Webcast, which is especially geared to CPA’s, CFO's, GC's, Risk Officers, and Attorneys, will pinpoint ways to avoid and reduce risks in business crimes, Including ways to prepare for such risks. Reserve your slot now for this event!
Course Level: Intermediate
Prerequisite: None
Method Of Presentation: Group-Based-Internet
Developer: The Knowledge Group, LLC
Recommended CLE/CPE Hours: 2.0
Important Note: Your State Bar or Accounting Board will make the final determination with respect to continuing education credit. If you are applying for CLE credit in Texas you must register 20 days before the event date or you will not be able to obtain CLE credit.
Advance Preparation: Print and review course materials
Course Code: 103943
Peter Crane Anderson
President, GCS International
Global Compliance
Joseph W. Koletar, DPA, CFE
Retired FBI Senior Executive
Peter Crane Anderson, Former Federal Prosecutor, Anderson Terpening, PLLC
- Overview of Critical Enforcement Trends & Forces at Play;
- Getting a Peak Inside the Government's "Playbook" & Relevant Policies
- Key Elements of Effective Compliance Programs & Their Benefits
Joseph W. Koletar, DPA, CFE, Retired FBI Senior Executive,
- Understanding the Mindset of the Investigator.
- Why non-compliance is almost always larger than people think it is.
- Why "nice" people (not career criminals) do bad things.
- The normal courses of defense, at least in the early stages.
- Why "good" news is often worst than bad news.
Nick Ciancio, President, Global Compliance International, Chief Compliance Officer, Global Compliance
- Statistics for companies with effective programs.
- Key components of a hotline system.
- Best practices and benchmark data for implementing a hotline both domestically & internationally.
- CPAs
- Chief Financial Officers
- Compliance Officers
- General Counsel
- Risk Officers
- Attorneys practicing in White Collar Crime, Anti-Money Laundering, Financial Services
This is a must attend event for anyone interested to know and understand pointers for an effective compliance and enforcement program to minimize risks and add value to companies.
- New guidance explained by the most qualified key leaders & experts
- Hear directly from key regulators & thought leaders
- Interact directly with panel during Q&A