 |
 |
 |
 |
 |
 |
 |
SOX Update Event Sponsor:
About Ecora Software:
Ecora Software is the market-proven leader for Configuration Audit and Analytics solutions that allow a proactive view of the IT infrastructure and deliver actionable evidence ensuring critical business services remain operationally effective, secure, and compliant with internal standards and external regulations. Auditor Professional™ offers immediate value with its agentless architecture matched with rich report templates and pre-defined policies providing the foundation for effective change and configuration management.
SOX Update
- Internal Control Over Financial Reporting - New Guidelines
Keith Wilson, CPA
Associate Chief Auditor
Public Company Accounting Oversight Board (PCAOB)
Keith Wilson, CPA, is Associate Chief Auditor for the Public Company Accounting Oversight Board (PCAOB) in Washington, D.C. He works in the Office of the Chief Auditor, assisting in the development of auditing and related professional practice standards.
Before joining the PCAOB, Mr. Wilson was Senior Director of Product Development and co-leader of the Accounting and Auditing publications group at Practitioners Publishing Company (PPC). While at PPC, he co-authored several guides on audit and attest engagements. Before that, Mr. Wilson was an audit manager with Grant Thornton.
Mr. Wilson is a certified public accountant in Texas.
Tobias L. Knapp
Partner
Jenner & Block
Tobias L. Knapp is a partner in Jenner & Block’s New York office. He is a member of the Firm’s Corporate, Securities, Private Equity/Investment Management
and Mergers & Acquisitions Practices. He represents clients in public and private capital raising, business combination and investment transactions and advises on
corporate governance and securities law compliance.
In his securities transactions practice, Mr. Knapp has represented issuers and underwriters in public offerings and private placements of debt, equity and derivative
securities. He has recently represented clients such as General Dynamics Corporation and General Motors Acceptance Corporation in over $10 billion in SEC-registered
securities offerings and a publicly traded technology company in its approximately $160 million convertible debt exchange offer.
Mr. Knapp’s private equity/investment management practice has included the recent formation of a $650 million fund of funds and representation of institutional investors
investing in various private funds. Mr. Knapp regularly represents General Motors Asset Management in connection with its private fund investments.
He has also advised clients with respect to compliance with the Investment Company Act, Investment Advisors Act and other regulatory regimes affecting investment
vehicles.
Mr. Knapp has also represented public and private companies and special committees in a variety of merger, acquisition and divestiture transactions.
His recent transactions include asset and stock acquisitions for clients such as Wolters Kluwer and General Dynamics Corporation and the going-private merger
of Minuteman International, Inc. with Hako-Werke International. He has also represented sellers of companies and business units in a variety of stock and asset
transactions.
Prior to joining Jenner & Block in 2003, Mr. Knapp practiced corporate and securities law with Davis Polk & Wardwell in New York. He received his B.A,
cum laude, from Amherst College in 1991 and his J.D., cum laude, from Boston University School of Law, where he was an editor of the Boston University
Law Review¸ in 1997. Mr. Knapp also received his M.A.L.D. from the Fletcher School of Law and Diplomacy at Tufts University in 1997.
Mr. Knapp has experience working in the former Soviet Union and is proficient in Russian. Mr. Knapp is admitted to practice in the District of Columbia,
New York and Massachusetts.
Mike Sullivan
President and CFO
Ecora Software
Mike Sullivan was named president of Ecora Software in June 2007. Sullivan has been Ecora's chief financial officer since the beginning of 2007 and continues in that role while taking on the expanded responsibilities of President. Bringing more than nineteen years of fiscal management and operations experience with high-growth companies to Ecora, Mr. Sullivan has primary responsibility for continuing Ecora's recent significant growth, while continuing to oversee critical day-to-day finance, accounting, and administration functions, as well as provide strategic planning and analysis.
Prior to joining Ecora, Mr. Sullivan served as Chief Financial Officer for Segue Software, where he helped guide the software company's acquisition by Borland in 2006 for in excess of $100 million. Prior to his appointment as CFO at Segue Software, Mike held several positions of increasing responsibility, including VP Finance, Corporate Controller and North American Controller. Prior to Segue Software, Mr. Sullivan developed his expertise in financial management with companies such as Kortec, Bixby International and C.R. Bard. Mike has a BA degree in Economics from Dartmouth College and an MBA from Northeastern University.
David Hardesty
Vice President
Wilson Markle Stuckey Hardesty & Bott
David Hardesty, is a vice president of Wilson Markle Stuckey Hardesty & Bott, Certified Public Accountants, APC. He has been a member of the firm since 1984.
David is a tax consultant, specializing in technology, partnerships, S corporations, and electronic commerce; an expert in accounting and taxation of stock options; and a consultant on corporate governance. David was selected by Accounting Today as one of the Top 100 Most Influential People in Accounting, for 2004 and 2006. He was selected by CPA Magazine as one of the Top 100 Most Influential Practitioners for 2005 and 2006.
David is an adjunct professor at Golden Gate University's Graduate School of Taxation, where he teaches the courses: Limited Liability Companies and S Corporations, a Choice of Entity, and Taxation of Electronic Commerce and Remote Sellers. He is a frequent speaker on tax issues. He is a member of the American Institute of Certified Public Accountants, and the California Society of Certified Public Accountants.
David is the author of the following books:
- Electronic Commerce: Taxation and Planning
- Sales Tax and Electronic Commerce
- Practical Guide to Corporate Governance and Accounting; Implementing the Requirements of
the Sarbanes-Oxley Act, 2007 Edition
- Corporate Director's Deskbook, 2007 Edition
- Choice of Entity - Title 1 of RIA's Tax Advisors Planning System
- Taxation of Electronic Commerce - Title 43 of RIA's Tax Advisors Planning System
- Share-Based Payments: An Analysis of FASB Statement 123(R)
He began his accounting career as an auditor with Touche Ross & Company (now Deloitte Touche) in 1978. In 1981 he moved to Grant Thornton, CPAs, an international CPA firm. He joined Wilson Markle Stuckey Hardesty & Bott in 1984.
David received his MBA in taxation from Golden Gate University, one of the country's premier tax schools.
John Fodera
Partner
Eisner Accountants and Advisors
John Fodera, CPA, is a partner in Eisner’s Internal Audit and Risk Management Services (IARMS) group, focusing on delivering SOX 404 consulting and audit services.
John has more than 20 years of audit, accounting, and business management experience, including extensive experience with strategic planning, budgeting, and process
reengineering.
John has established himself as a thought leader, both within the firm and in the consulting marketplace, by creating and teaching courses on SOX 404 to help guide staff
and clients. He is a frequent speaker to professional audiences on “hot button” IARMS issues, most frequently on new guidance from the SEC and PCAOB on SOX 404,
and has often been quoted in financial publications as an industry expert. He has been interviewed by journalists from MarketWatch, Dow Jones, FinancialWeek, Reuters,
and Bloomberg.
Prior to joining Eisner, John spent several years as a corporate controller at a public investment management company. He currently serves as a member of the
New York State Society of Certified Public Accountants SEC Committee, the Long Island Capital Alliance (an organization which works to promote business growth
in Long Island), and the Institute of Internal Auditors.
Toby Lucich
Publisher
Inside Sarbanes Oxley
Toby Lucich is the Publisher of Inside Sarbanes Oxley, a vertical governance portal and aggregator of discussions on compliance, accounting and auditing standards, and international governance practices. Inside Sarbanes Oxley, founded in 2004, serves as a reference for accounting, auditing, and legal professionals, and is a recognized expert resource by Tulane and Bryant Universities.
He has broad experience across the finance and accounting functions of organizations, working as a change agent in insurance, healthcare, telecommunications, energy and hi-tech manufacturing industries. Lucich has made a career of helping executives understand and manage the consequences of organizational change efforts.
Lucich writes and consults on risk and controls in business change, and champions the integrated view of human capital management and cultural branding in the development of sustainable governance practices. A Certified Internal Auditor (CIA), Lucich holds an MBA from Washington State University.
SOX Update Speaker Firms:
Public Company Accounting Oversight Board® (PCAOB)
SOX Update Media Partner:
inside Sarbanes Oxley is dedicated to finding the best sources of news and information on the changing landscape of Sarbanes Oxley and compliance.
Upcoming events.