Effective Compliance and Ethics Program: A 2011 Perspective
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Dean Krehmeyer
Executive Director
Business Roundtable Institute for Corporate Ethics

Dean W. Krehmeyer is the Executive Director of the Business Roundtable Institute for Corporate Ethics. He is responsible for the design, development and implementation of major research and instructional projects in the field of business ethics, including program conceptualization, strategic design of educational and research programs, coordination of the Institute’s Advisory Council – a body comprised of CEOs from major corporations and leading academicians in ethics, and communication with the media and corporate clients.

Krehmeyer is the co-author of the Institute report, “Breaking the Short-Term Cycle: Discussion and Recommendations on How Corporate Leaders, Asset Managers, Investors, and Analysts Can Refocus on Long-Term Value.” He also has facilitated Institute seminars for Boards of Directors and senior corporate executives, specifically in the areas of corporate governance and business ethics. Mr. Krehmeyer is a regular commentator in the media, including CNBC, Fortune, NPR Marketplace, Financial Times, New York Times, and BBC World News. Mr. Krehmeyer is a Certified Public Accountant and has over fifteen years of financial and managerial experience. Prior to joining the Institute, Krehmeyer was a Manager with A.T. Kearney, one of the world’s largest management consulting firms. While at A.T. Kearney, he focused largely on finance transformation and operations strategy projects for Fortune 500 companies, working with senior executives in designing and implementing initiatives that added value to all of the client’s stakeholders. Krehmeyer was also previously with Deloitte & Touche LLP, a global public accounting firm, in Business Advisory & Assurance Services. Mr. Krehmeyer holds an MBA from The Darden School, where he was awarded the William Michael Shermet Award for Academic Excellence. He also holds an M.S. in Accounting and B.S in Commerce, both from the University of Virginia.

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Gregg Anderson
Director
Crowe Horwath LLP


Experience

Gregg leverages his 25 years of professional experience in risk management, compliance, operational and technology consulting to help clients implement programs across their enterprise. Leveraging expertise gained in responding to inquiries from the SEC, Federal Reserve, OCC and the FDIC, Gregg applies his diverse program management expertise to assist clients in the development of Compliance, Sustainability and Enterprise Risk Management programs. Gregg has consulted with all types of organizations including financial institutions, professional services firms, manufacturers, schools, government laboratories, and not-for-profits.

Education

Miami University, Oxford, Ohio B.S. in Applied Science, Systems Analysis

Professional Certifications Achieved and Affiliations

Certified Internal Auditor Project Management Professional Certified Integrated Resource Management Certified Production and Inventory Management Project Management Institute Junior Achievement Delta Institute Institute of Internal Auditors

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Jonathan Leiken
Partner
Jones Day


Jonathan Leiken, a former federal prosecutor in the Southern District of New York, represents public and private companies and individuals in significant government investigations, complex civil lawsuits, and at trial. He conducts internal corporate investigations for boards of directors and senior management and defends clients before a wide range of government agencies, including the Department of Justice, the Securities & Exchange Commission, and various federal, state, and local regulators.

Jonathan has represented large and small organizations (including financial institutions and manufacturers), and their executives and employees, in government inquiries and civil litigation involving allegations of fraud (securities, accounting, financial misdealing, valuation, mortgages, disclosure, lending, and self-dealing), insider trading, and violations of the Foreign Corrupt Practices Act. Jonathan has handled several international inquiries for U.S. public companies, and he regularly counsels clients on the development and maintenance of effective worldwide compliance programs.

As a federal prosecutor, Jonathan tried numerous criminal matters to verdict and personally argued cases before the U.S. Court of Appeals. After returning to private practice, Jonathan was appointed by the mayor of Cleveland to conduct an independent investigation into allegations of corruption in the Cleveland Police Department.

Jonathan is an officer and sits on the Executive Committee of the Cleveland Metropolitan Bar Association. He is an adjunct professor of law at Case Western Reserve University Law School, where he teaches a course on white-collar crime.

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Effective Compliance and Ethics Program: A 2011 Perspective
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